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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services | Brooklyn | OH | 02/2016 | 09/2016 |
| Sedgwick Cms | Seven Hills | OH | 09/2016 | 01/2018 |
| Elios Financial Group, Inc | Westlake | OH | 01/2018 | 03/2021 |
| Pnc Wealth Management | Avon | OH | 03/2021 | 08/2024 |
| Ndnw Bress Financial | Avon | OH | 08/2024 | 03/2026 |
| Horace Mann Investors, Inc. | Springfiled | IL | 03/2026 | 04/2026 |
| Horace Mann Companies | Springfield | IL | 03/2026 | 04/2026 |
| Llbean | Westlake | OH | 09/2025 | Present |
| Wealth Health, Llc | Avon | OH | 05/2026 | Present |
| Cetera Advisors Llc | St Cloud | MN | 05/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2026 | Present |
1. NAME OF OTHER BUSINESS: WEALTH HEALTH, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR PAPERWORK, PROCESSING, AND TRANSFERS AND ALL THE CLIENT RELATIONS AND ADMINISTRATIVE TASKS INVOLVED WITH SUCH PROCESSES, SUCH AS GREETING CLIENTS, HANDLING CLIENT REQUESTS OR QUESTIONS, AND HELPING WITH VARIOUS TASKS AROUND THE OFFICE. TASKED WITH ASSISTING OUR ADVISORS WITH PLAN PREPARATION, FOLLOW-UPS, CRM NOTES, AND MANAGING THE CLIENT BASE; 2. NAME OF OTHER BUSINESS: LLBEAN; INVESTMENT RELATED: NO; ADDRESS: 292 MAIN STREET, WESTLAKE, OH 44145; NATURE OF BUSINESS: OUTDOOR CLOTHING AND GEAR; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: SALES ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ASSISTS LLBEAN CUSTOMERS WITH IN-STORE PURCHASES OF OUTDOOR CLOTHING AND GEAR;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-29 |
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