Best Investors Account Sign in
Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-05-09
  • OH RA
    APPROVED
    Since 2026-05-09

Branch Locations

35651 Detroit Road, Avon, OH 44011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Brooklyn OH 02/2016 09/2016
Sedgwick Cms Seven Hills OH 09/2016 01/2018
Elios Financial Group, Inc Westlake OH 01/2018 03/2021
Pnc Wealth Management Avon OH 03/2021 08/2024
Ndnw Bress Financial Avon OH 08/2024 03/2026
Horace Mann Investors, Inc. Springfiled IL 03/2026 04/2026
Horace Mann Companies Springfield IL 03/2026 04/2026
Llbean Westlake OH 09/2025 Present
Wealth Health, Llc Avon OH 05/2026 Present
Cetera Advisors Llc St Cloud MN 05/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2026 Present
  • 02/2016 → 09/2016
    Key Investment Services
    Brooklyn, OH
  • 09/2016 → 01/2018
    Sedgwick Cms
    Seven Hills, OH
  • 01/2018 → 03/2021
    Elios Financial Group, Inc
    Westlake, OH
  • 03/2021 → 08/2024
    Pnc Wealth Management
    Avon, OH
  • 08/2024 → 03/2026
    Ndnw Bress Financial
    Avon, OH
  • 03/2026 → 04/2026
    Springfiled, IL
  • 03/2026 → 04/2026
    Horace Mann Companies
    Springfield, IL
  • 09/2025 → Present
    Llbean
    Westlake, OH
  • 05/2026 → Present
    Wealth Health, Llc
    Avon, OH
  • 05/2026 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 05/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: WEALTH HEALTH, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR PAPERWORK, PROCESSING, AND TRANSFERS AND ALL THE CLIENT RELATIONS AND ADMINISTRATIVE TASKS INVOLVED WITH SUCH PROCESSES, SUCH AS GREETING CLIENTS, HANDLING CLIENT REQUESTS OR QUESTIONS, AND HELPING WITH VARIOUS TASKS AROUND THE OFFICE. TASKED WITH ASSISTING OUR ADVISORS WITH PLAN PREPARATION, FOLLOW-UPS, CRM NOTES, AND MANAGING THE CLIENT BASE; 2. NAME OF OTHER BUSINESS: LLBEAN; INVESTMENT RELATED: NO; ADDRESS: 292 MAIN STREET, WESTLAKE, OH 44145; NATURE OF BUSINESS: OUTDOOR CLOTHING AND GEAR; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: SALES ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ASSISTS LLBEAN CUSTOMERS WITH IN-STORE PURCHASES OF OUTDOOR CLOTHING AND GEAR;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-18
S63 Uniform Securities Agent State Law Examination 1998-07-29
  • S66 Uniform Combined State Law Examination
    2019-06-18
  • S63 Uniform Securities Agent State Law Examination
    1998-07-29
Other Names
  • Jennifer L Gaukin
  • Jennifer L Immormino
  • Jennifer Lee Gaukin

View on SEC IAPD

More in Avon, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor