Best Investors Account Sign in

Brett Keenan Minogue

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pembroke, MA

Boston, MA

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-30
CT RA APPROVED 2019-08-02
  • TX RA
    APPROVED_RES
    Since 2024-04-30
  • CT RA
    APPROVED
    Since 2019-08-02

Branch Locations

Pembroke, MA • United States

100 Federal St, Boston, MA 02110 • United States

One Bryant Park Division - Northeast, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 10/2009 10/2016
Wells Fargo Funds Distributor, Llc Boston MA 10/2016 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley Hills MA 06/2019 Present
Previous Registrations
  • 2017-01-30 → 2019-06-19
    Allspring Funds Management, Llc
    Boston, MA
    Boston, MA
  • 2009-10-28 → 2016-10-14
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
    Boston, MA
    Boston, MA
    New York, NY
  • 2009-01-08 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Boston, MA
  • 2008-05-01 → 2008-12-31
    Bofa Advisors, Llc
    Boston, MA
  • 2006-04-19 → 2008-04-18
    Banc Of America Investment Services, Inc.
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-13
  • S66 Uniform Combined State Law Examination
    2006-04-13
Other Names
  • Brett Keenan Minogue
  • Brett Minogue

View on SEC IAPD

More in Pembroke, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor