Thomas Gary Becker

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-10-26

NJ RA
APPROVED

Since 2018-10-26

Branch Locations

Belleplain, NJ • United States

650 Town Bank Rd Unit 103, North Cape May, NJ 08204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Investment	Cape May Courthouse	NJ	01/2004	10/2018
Lpl Financial, Llc	North Cape May	NJ	10/2018	Present

01/2004 → 10/2018

Pnc Investment

Cape May Courthouse, NJ
10/2018 → Present

Lpl Financial, Llc

North Cape May, NJ

Previous Registrations

2004-01-20 → 2018-11-01

Pnc Wealth Management Llc

Cape May, NJ

Cape May, NJ

Stohe Harbor, NJ

Marmora, NJ

Cape May Courthouse, NJ

North Wildwood, NJ

Wildwood Crest, NJ

North Wildwood, NJ

Cape May Courthouse, NJ

Stohe Harbor, NJ

North Cape May, NJ

Rio Grande, NJ

Vineland, NJ

Vineland, NJ

Turnersville, NJ

Williamstown, NJ

Absecon, NJ

Atlantic City, NJ

Cape May Courthouse, NJ

Marmora, NJ

Cape May, NJ

North Wildwood, NJ

Stohe Harbor, NJ

Atlantic City, NJ

Vineland, NJ

Ocean City, NJ
2003-02-05 → 2004-01-29

Quick & Reilly, Inc.

Cape May, NJ

Other Businesses

1. 6/3/2019 - Tradewinds Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/26/2018 - 200 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-07-07
S65	Uniform Investment Adviser Law Examination	1998-07-07

S63 Uniform Securities Agent State Law Examination

1998-07-07
S65 Uniform Investment Adviser Law Examination

1998-07-07

View on SEC IAPD