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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-04-30 |
| TX | RA | APPROVED | 2020-04-30 |
Branch Locations
385 Inverness Parkway Ste 160, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Denver | CO | 11/2007 | 04/2020 |
| Securities America Advisors, Inc | Denver | CO | 11/2007 | 03/2020 |
| Lpl Financial Llc | Englewood | CO | 04/2020 | Present |
1)03/05/2020 - Quintus Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2020 2)03/05/2020 - Quintus Financial Services - Non-Variable Insurance - inv rel - at reported business location(s) - start: 10/2010 3)03/05/2020 - Real Estate Rental - inv rel - Larkspur, CO - start: 2005 - 5 hr/mth 4)03/05/2020 - QFS LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 05/2011 5)03/05/2020 - O'Leary Group - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 2005 -160 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-16 |
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