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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-07-20
  • TX RA
    APPROVED
    Since 2011-07-20

Branch Locations

Houston, TX • United States

Sugar Land, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2011 Present
Cambridge Investment Researcg Advisors, Inc Fairfield IA 07/2011 Present
  • 07/2011 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 07/2011 → Present
    Cambridge Investment Researcg Advisors, Inc
    Fairfield, IA
Previous Registrations
Other Businesses

1. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2. PUBLIC SAFETY FINANCIAL GROUP, 1710 STATE ST, HOUSTON, TX, 1/2012 RECEIVE SALARY FOR PROVIDING OFFICE SUPPORT. INV REL - 20/WK - 5/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/20/2011 4. HOUSTON CAPITAL PARTNERS, 1710 State Street, Houston TX 77007, United States, 01/01/2001, Agent, DBA Name, NIR, (160) HR/MO - (5) HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-12
S63 Uniform Securities Agent State Law Examination 1998-08-13
  • S65 Uniform Investment Adviser Law Examination
    1998-09-12
  • S63 Uniform Securities Agent State Law Examination
    1998-08-13

View on SEC IAPD

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