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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-08 |
| CA | RA | APPROVED | 2025-12-05 |
Branch Locations
Sacramento, CA • United States
2750 Gateway Oaks Dr Ste 340, Sacramento, CA 95833-3658 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Sacramento | CA | 08/2015 | 12/2025 |
| Massachusetts Mutual Life Insurance Company | Sacramento | CA | 07/2016 | 12/2025 |
| Mml Investors Services, Llc | Sacramento | CA | 03/2017 | 12/2025 |
| Ameriprise Financial Services, Llc | Sacramento | CA | 12/2025 | Present |
Business Ownership; K4k Construction; Owner; 3D printing homes; 1329 N Market Blvd, Suite 180, Sacramento, CA, 95834; Not Investment-Related; 02/01/2026; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-17 |
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