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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-03-28
NJ RA APPROVED 2004-03-17
  • TX RA
    APPROVED_RES
    Since 2008-03-28
  • NJ RA
    APPROVED
    Since 2004-03-17

Branch Locations

1 Deforest Ave, Summit, NJ 07901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Summit NJ 05/1998 Present
Bank Of America, N.A. Summit NJ 06/2011 Present
Other Businesses

I*87736 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: SEA GIRT, NEW JERSEY 8750 NATURE OF BUSINESS: OTHER,RENTING PROPERTY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/1/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTING MY PROPERTY I*43425 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOPE FOR CHILDREN INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOLMDEL, NEW JERSEY 7733 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 6/23/2005 NUMBER OF HOURS DEVOTED: 500 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: FUNDRAISING TO HELP NEEDY CHILDREN INT HE AREA I*584261 For profit or not for profit: Entity For Profit Name of outside business organization: kbher Investment related: N Address of business: holmdel, New Jersey, 07733 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 11/30/2021 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , investment only ...ITS an equipment share company ?.My ownership requires an LLC I*360446 , Entity Type,N/A Name of OBA:Hope for Children Address:Holmdel,New Jersey,07733 Investment Related: NO Position, Title, Association: N/A Employee Start Date: No Hours: N/A No Hours during trading: N/A Duties:Fundraising to help needy children int he area..Also allocate funds occasionally ..not my primary responsibility but occasionally help decide where funds go

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-31
  • S66 Uniform Combined State Law Examination
    1998-08-31
Other Names
  • Eric J Hinds
  • Eric John Hinds

View on SEC IAPD

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