John Curtis Stoller

Current Employers

Employment History

• 11/1992 → Present
  The Stoller Company
  Walnut Creek, CA
• 08/2004 → 10/2020
  Kms Financial Services Inc
  Walnut Creek, CA
• 03/2004 → Present
  Stoller Investment Advisors, Inc.
  Walnut Creek, CA
• 10/2020 → Present
  Vanderbilt Securities, Llc
  Woodbury, NY
• 10/2020 → Present
  Consolidated Portfolio Review Corp
  Woodbury, NY

Previous Registrations

• 2004-08-18 → 2020-10-30
  Kms Financial Services, Inc.
  Walnut Creek, CA
  Walnut Creek, CA

Other Businesses

1) THE STOLLER FAMILY TRUST - INVESTMENT RELATED - CO-TRUSTEE - 1/1/2018 - 10 HRS/MO, 5 HRS/MO DURING TRADING - SELECTING MANAGERS, REVIEW PERFORMANCE, MONITOR TRADES, SETTING INVESTMENT POLICY 2) Gateway Bank, FSB. Not investment related. Start date: 01/01/2024. Address: 360 8th Street, Oakland CA, 94607. Title: Director. Duties: I would be a member of the Board of Directors and set on several committees, such as the compensation committee, Audit Committee, etc. I would expect to attend 2 to 3 meetings per month. Attend some community outreach events. Time spent during regular hours: 5%. 3) The Stoller Company, Inc. Not investment related. Start date: 01/01/2004. Address: 190 North Wiget Lane, Suite 125, Walnut Creek CA, 94598. Title: President. Duties: Provide management services and consulting plan design services to clients. Time spent during regular hours: 35%. 4) Stoller Insurance Services, Inc. Not Investment related. Start date: 01/01/2004. Address: 190 North Wiget Lane, Suite 125, Walnut Creek CA, 94598. Title: President. Duties: I am the only agent that write life insurance and long term care. Time spent during regular hours: 5%. 5) Martinson Stoller Advisors. Investment related. Start date: 03/06/2024. Address: 190 North Wiget Lane, Suite 125, Walnut Creek CA, 94598. Title: Individual. Duties: This is a joint marketing name under which Ken Martinson also with Vanderbilt/CPM and I share clients and prospect for clients. Time spent during regular hours: 50%. 6) Stoller Investment Advisors, Inc. Investment related. Start date: 03/01/2004. Address: 190 North Wiget Lane, Suite 125, Walnut Creek CA, 94598. Title: President. Duties: This is the Corp that all my Vanderbilt Income/Fee/Commission is indirectly paid to. I do all my Vanderbilt Business that is not split with Ken Martinson. Time spent during regular hours: 85%.

Exams

• S66 Uniform Combined State Law Examination
  2004-08-17
• S63 Uniform Securities Agent State Law Examination
  1998-08-14