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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-14 |
Branch Locations
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Windsor, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Financial Network | Newark | DE | 12/2006 | 07/2020 |
| Nationwide Securities, Inc | Dublin | OH | 11/2001 | 07/2020 |
| Nationwide Securities, Inc. | Rocky Hill | CT | 08/2008 | 07/2020 |
| Lpl Financial Llc | Fort Mill | SC | 02/2021 | 08/2022 |
| Yoh Services Llc | Charlotte | NC | 10/2020 | 11/2020 |
| Unemployed | Windsor | CT | 08/2020 | 10/2020 |
| Unemployed | Windsor | CT | 11/2020 | 01/2021 |
| First Command Brokerage Services, Inc | Fort Worth | TX | 08/2022 | Present |
(1)Name of the other business: G & G Travel Deals ; Whether the business is investment-related: Yes ; Address of the other business: N/A ; Nature of the other business: Real Estate/Rental Property ; Your position, title, or relationship with the other business: Co-Owner ; The start date of your relationship: 9/17/2012 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Rental of Rooms using Vacation Club Membership -Partnership (2)Name of the other business: Shadowbox Photo Booth ; Whether the business is investment-related: No ; Address of the other business: 32 Dally Farm Rd, Windsor, CT 06095 ; Nature of the other business: Other OBA ; Your position, title, or relationship with the other business: Owner/Operator ; The start date of your relationship: 7/18/2021 ; The approximate number of hours/month you devote to the other business: 11 to 20 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Photo booth rental
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-17 |
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