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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-01
KY RA APPROVED 2021-11-05
TX RA APPROVED 2021-11-05
  • FL RA
    APPROVED
    Since 2025-08-01
  • KY RA
    APPROVED
    Since 2021-11-05
  • TX RA
    APPROVED
    Since 2021-11-05

Branch Locations

1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Owensboro KY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Owensboro KY 11/2016 11/2021
Robert W Baird Owensboro KY 11/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Owensboro, KY
  • 11/2016 → 11/2021
    Owensboro, KY
  • 11/2021 → Present
    Robert W Baird
    Owensboro, KY
Previous Registrations
  • 2008-01-01 → 2021-11-11
    Owensboro, KY
  • 2003-10-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Owensboro, KY
    Owensboro, KY
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-08-24
  • S63 Uniform Securities Agent State Law Examination
    1998-08-24
Designations

View on SEC IAPD

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