Corey Franco

Current Employers

Noblebridge Wealth

North Caldwell, NJ • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-01-06
TX	RA	APPROVED	2021-10-08
NJ	RA	APPROVED	2008-04-16

NY RA
APPROVED

Since 2022-01-06
TX RA
APPROVED

Since 2021-10-08
NJ RA
APPROVED

Since 2008-04-16

Branch Locations

North Caldwell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Herbert J Sims & Co Inc	Fairfield	CT	11/2012	02/2017
Noblebridge Wealth Mgmt Llc	Montclair	NJ	07/2013	Present
Great Lakes & Atlantic Wealth Management	Charlotte	NC	02/2017	07/2018
Noblebridge Wealth Partners Llc	Montclair	NJ	12/2016	Present
M.S. Howells & Co.	Scottsdale	AZ	10/2017	12/2018
Noblebridge Wealth Insurance Advisors, Llc	Montclair	NJ	10/2017	Present

11/2012 → 02/2017

Herbert J Sims & Co Inc

Fairfield, CT
07/2013 → Present

Noblebridge Wealth Mgmt Llc

Montclair, NJ
02/2017 → 07/2018

Great Lakes & Atlantic Wealth Management

Charlotte, NC
12/2016 → Present

Noblebridge Wealth Partners Llc

Montclair, NJ
10/2017 → 12/2018

M.S. Howells & Co.

Scottsdale, AZ
10/2017 → Present

Noblebridge Wealth Insurance Advisors, Llc

Montclair, NJ

Previous Registrations

2017-04-05 → 2018-07-10

Hayden Royal

Montclair, NJ

Charlotte, NC
2015-02-06 → 2016-12-19

Herbert J. Sims Capital Management, Inc.

Fairfield, CT
2011-01-05 → 2012-02-02

Ladenburg Thalmann Asset Management Inc

New York, NY
2011-01-05 → 2011-12-31

Ladenburg Thalmann Fund Management Llc

New York, NY
2009-06-11 → 2010-08-17

Lebenthal Asset Management, Llc

New York, NY
2007-10-15 → 2008-03-18

Northwestern Mutual Investment Services, Llc

Princeton, NJ
2006-11-28 → 2007-07-06

First Montauk Securities Corp.

Red Bank, NJ
2005-10-10 → 2006-11-20

Hornor, Townsend & Kent, Llc

Horsham, PA

Conshohocken, PA
2005-06-01 → 2005-10-07

Equitable Advisors, Llc

New York, NY
2003-10-23 → 2005-06-01

Mony Securities Corporation

New York, NY

Other Businesses

(1) OCT. 2017; NOBLEBRIDGE WEALTH INSURANCE ADVISORS, LLC; MONTCLAIR, NJ; NON INVESTMENT RELATED; INSURANCE AGENCY: MANAGING MEMBER, FOUNDER, DRP INSURANCE; INSURANCE BROKER-AGENCY; DEVOTE 40 HRS/MONTH, 20 HRS/MONTH DURING MARKET HOURS. (2) OBA Grover Cleveland Park Conservancy (volunteer for board of trustees starting 02/2022), less than 5% per month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-16

S66 Uniform Combined State Law Examination

2004-12-16

View on SEC IAPD