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Lisa Marie Stigliano

Oppenheimer & Co. Inc.

Hauppauge, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-01
  • NY RA
    APPROVED
    Since 2025-12-01

Branch Locations

888 Veterans Memorial Hwy Suite 400, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Information Services Melville NY 11/2006 12/2020
Unemployed Commack NY 12/2020 01/2022
Hummel Hummel Bakeshop East Northport NY 02/2022 10/2023
Institute Of Culinary Education New York NY 02/2023 01/2024
Flories Finales Nesconset NY 10/2024 01/2025
Unemployed Commack NY 02/2024 09/2024
Unemployed Commack NY 02/2025 04/2025
Oppenheimer & Co. Inc. Hauppauge NY 05/2025 Present
  • 11/2006 → 12/2020
    Fidelity Information Services
    Melville, NY
  • 12/2020 → 01/2022
    Unemployed
    Commack, NY
  • 02/2022 → 10/2023
    Hummel Hummel Bakeshop
    East Northport, NY
  • 02/2023 → 01/2024
    Institute Of Culinary Education
    New York, NY
  • 10/2024 → 01/2025
    Flories Finales
    Nesconset, NY
  • 02/2024 → 09/2024
    Unemployed
    Commack, NY
  • 02/2025 → 04/2025
    Unemployed
    Commack, NY
  • 05/2025 → Present
    Oppenheimer & Co. Inc.
    Hauppauge, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-29
S63 Uniform Securities Agent State Law Examination 2025-10-27
  • S66 Uniform Combined State Law Examination
    2025-11-29
  • S63 Uniform Securities Agent State Law Examination
    2025-10-27

View on SEC IAPD

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DAVID JOHN JENSEN
DYLAN JOSEPH GUERRERA
PATRICK DE TOLLA
RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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