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Laura Anne Neal

Woodward Financial Advisors, Inc.

Chapel Hill, NC

Tyler, TX

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Current Employers
Woodward Financial Advisors, Inc.

101 Glen Lennox Drive Suite 110, Chapel Hill, NC 27517 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-05-19
TX RA APPROVED 2023-05-19
  • NC RA
    APPROVED
    Since 2023-05-19
  • TX RA
    APPROVED
    Since 2023-05-19

Branch Locations

101 Glen Lennox Drive Suite 110, Chapel Hill, NC 27517 • United States

Tyler, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pembroke Advisors, Inc Houston TX 10/2013 10/2022
Woodward Financial Advisors, Inc. Tyler TX 10/2022 Present
Previous Registrations
  • 2017-04-02 → 2022-10-31
    Pembroke Advisors, Inc.
    Tyler, TX
    Bush, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-06
  • S66 Uniform Combined State Law Examination
    2001-03-06
Designations
Other Names
  • Laura Anne Smoot
  • Laura Smoot Neal

View on SEC IAPD

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