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Sarah Elizabeth Norris

Bbr Partners, LLC

Chicago, IL

New York, NY

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Current Employers
Bbr Partners, Llc

55 East 52Nd Street 18Th Floor, New York, NY 10055 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-28
IL RA APPROVED 2019-03-12
  • TX RA
    APPROVED_RES
    Since 2021-06-28
  • IL RA
    APPROVED
    Since 2019-03-12

Branch Locations

737 N. Michigan Suite 2260, Chicago, IL 60611 • United States

55 East 52Nd Street 18Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbr Partners, Llc Chicago IL 08/2015 Present
Previous Registrations
  • 2008-10-01 → 2012-05-15
    J.P. Morgan Securities Llc
    Chicago, IL
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Chicago, IL
    Chicago, IL
  • 1999-03-12 → 2006-09-27
    Banc One Securities Corporation
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-12
S63 Uniform Securities Agent State Law Examination 1998-10-07
  • S65 Uniform Investment Adviser Law Examination
    2019-03-12
  • S63 Uniform Securities Agent State Law Examination
    1998-10-07

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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