Kathryn E Courain

Current Employers

Avalan, Llc

233 E Carillo Suite B, Santa Barbara, CA 93101 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-05
CA	RA	APPROVED	2016-01-29

TX RA
APPROVED_RES

Since 2021-04-05
CA RA
APPROVED

Since 2016-01-29

Branch Locations

233 E Carillo Suite B, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Avalan, Llc	Santa Barbara	CA	01/2016	Present

01/2016 → Present

Avalan, Llc

Santa Barbara, CA

Previous Registrations

2010-10-01 → 2016-02-02

The J R Baker Group

Buellton, CA

Other Businesses

FFR FINANCIAL & INSURANCE SERVICES, LLC DBA THE JR BAKER GROUP. OPERATIONS MANAGER. INVESTMENT RELATED, 100% DURING TRADING BUSINESS HOURS, 40 HOURS PER WEEK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-30
S63	Uniform Securities Agent State Law Examination	2003-02-03

S66 Uniform Combined State Law Examination

2010-09-30
S63 Uniform Securities Agent State Law Examination

2003-02-03

View on SEC IAPD