James Theron Cox

Current Employers

Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2003-11-10

FL RA
APPROVED

Since 2003-11-10

Branch Locations

1282 Timberlane Rd., Tallahassee, FL 32312 • United States

1876 Eider Ct. Suite B, Tallahassee, FL 32308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
James T. Cox, Cpa	Tallahassee	FL	01/1996	Present
Calton & Associates, Inc.	Tallahassee	FL	05/1998	Present

01/1996 → Present

James T. Cox, Cpa

Tallahassee, FL
05/1998 → Present

Calton & Associates, Inc.

Tallahassee, FL

Other Businesses

No. 1) Name of Business: James Cox. Non-Investment related. Address: 1282 Timberlane Rd., Tallahassee, FL 32312. Nature of Business: Insurance Products. Position/Title/Relationship: Owner. Start Date: 09/03/1999. Hours per month: 5. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Offering insurance products. JAMES T COX PUBLIC ACCOUNTING PRACTICE, 100% OWNERSHIP, COLLECT FEES FOR TAX CONSULTING & PREP. NOT SECURITIES RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-05-11
S63	Uniform Securities Agent State Law Examination	1998-12-01

S65 Uniform Investment Adviser Law Examination

2004-05-11
S63 Uniform Securities Agent State Law Examination

1998-12-01