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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2015-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alcantara Vineyards | Cottonwood | AZ | 07/2009 | Present |
| Cottonwood Chamber Of Commerce | Cottonwod | AZ | 01/2009 | Present |
| Lin Mickelsen Massage | Cottonwood | AZ | 02/2002 | Present |
| Kyda Investments Llc | Cottonwood | AZ | 02/2006 | Present |
| Independent Financial Group | Cottonwood | AZ | 08/2015 | Present |
(1) LIN MICKELSEN THERAPEUTIC MASSAGE POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2002 ADDRESS: 404 Cowsert Trl, Cottonwood AZ 86326, United States DESCRIPTION: 100% OWNER OF LIN MICKELSEN THERAPEUTIC MASSAGE, PROVIDING MASSAGE SERVICES. (2) ERN ASSOCIATES POSITION: Independent Contractor NATURE: Referral Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/14/2020 ADDRESS: 404 Cowsert Trl, Cottonwood AZ 86326, United States DESCRIPTION: Refer Real Estate to agents to sell homes. (3) ALCANTARA VINEYARD POSITION: Employee NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2009 ADDRESS: 3445 S GrapeVine Dr, Cottonwood AZ 86326, United States DESCRIPTION: EMPLOYEE OF ALCANTARA VINEYARD AND WINERY, SERVING WINE IN TASTING ROOM. (4) KYDA INVESTMENTS POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2002 ADDRESS: 404 Cowsert Trl, Cottonwood AZ 86326, United States DESCRIPTION: 100% OWNER OF KYDA INVESTMENTS OWNER OF RENTAL PROPERTY. (5) CAMBIUM WEALTH AND LEGACY STRATEGIES POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/12/2020 ADDRESS: 120 Quail Trail, Cottonwood AZ 86326, United States DESCRIPTION: REGISTERED REPRESENTATIVE AT DBA USED FOR MARKETING PURPOSES (6) COKI G LLC POSITION: Employee NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2022 ADDRESS: 120 Quail Trail, Cottonwood AZ 86326, United States DESCRIPTION: Business entity for tax purpose. TAYLOR & PADGETT FINANCIAL GROUP POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 45 START DATE: 10/24/2025 ADDRESS: 120 Quail Trail, Cottonwood AZ 86326, United States DESCRIPTION: dba for financial services advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-18 |
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