Adrienne Elizabeth Rowles

Current Employers

Employment History

• 01/2001 → 04/2017
  Black Swan Stables
  Scituate, MA
• 01/2005 → 04/2017
  Raymond James Financial Services, Inc.
  Braintree, MA
• 09/2008 → 04/2017
  Finra
  North Scituate, MA
• 01/2009 → 04/2017
  Raymond James Financial Services Advisors, Inc.
  Braintree, MA
• 01/2020 → 01/2024
  Thrivent Investment Management Inc
  Warrenton, VA
• 04/2017 → 12/2019
  Ameriprise Financial Services, Inc
  Plymouth, MA
• 01/2020 → 03/2020
  Thrivent Financial
  Appleton, WI
• 03/2020 → 01/2024
  Thrivent Financial
  Appleton, WI
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2026 → Present
  Adrienne Rowles
  Warrenton, VA

Previous Registrations

• 2020-01-08 → 2024-01-17
  Thrivent Investment Management Inc.
  Germantown, MD
  Middleburg, VA
  Montvale, NJ
  Warrenton, VA
• 2017-04-24 → 2020-01-02
  Ameriprise Financial Services, Llc
  Kingston, MA
  Edgartown, MA
  Plymouth, MA
  Ft Lauderdale, FL
• 2009-06-12 → 2017-04-24
  Raymond James Financial Services Advisors, Inc
  Wellington, FL
  Braintree, MA
• 2005-05-04 → 2009-10-10
  Raymond James Financial Services, Inc.
  Palm Beach, FL
  Juno Beach, FL
  Boynton Beach, FL
  Braintree, MA
• 2001-02-01 → 2005-01-04
  Wells Fargo Clearing Services, Llc
  Palm Beach, FL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/1998 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: SHIBA RESCUE OF NEW ENGLAND INVESTMENT RELATED: NO ADDRESS: 6490 FARGO LANE WARRENTON, VA NATURE OF BUSINESS: ANIMAL RESCUE START DATE: 11/2017 POSITION/TITLE/RELATIONSHIP: FOUNDER / DIRECTOR APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ACCEPTING SURRENDERED SHIBAS AND REHOMING BY ADOPTION. COUNSELING SHIBA OWNERS COUNTRYWIDE. ASSISTING IN PLACEMENT OF SHIBAS FROM SHELTERS AND MILLS. 3. NAME OF OTHER BUSINESS: KINNECT ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2024 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL ADVICE AND SERVICES INVOLVING REGISTERED INVESTMENTS AND INSURANCES TO INDIVIDUALS AND BUSINESSES. 4. NAME OF OTHER BUSINESS: ADRIENNE ROWLES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARDING HORSES START DATE: 03/10/2026 POSITION/TITLE/RELATIONSHIP: MANAGER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BOARDING OF HORSES FOR THE PURPOSE OF KEEPING LAND IN AGRICULTURAL USE

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-02
• S63 Uniform Securities Agent State Law Examination
  1998-09-03