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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2021-04-29 |
| TX | RA | APPROVED_RES | 2021-04-29 |
| CA | RA | APPROVED | 2021-04-27 |
Branch Locations
737 M St, Anchorage, AK 99501 • United States
319 E. Carrillo St Ste 102, Santa Barbara, CA 93101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Anchorage | AK | 09/2005 | 02/2017 |
| Wells Fargo Advisors Financial Network, Llc | Anchorage | AK | 02/2017 | 04/2021 |
| Lpl Financial, Llc | Anchorage | AK | 04/2021 | Present |
1) 2/2016 - Business Entity For Tax/Investment Purposes Only - Baer Asset Management, LLC - Not Investment Related - Anchorage, AK 99501 2) 2/2021 - DBA for LPL Business (entity for LPL business) - CVG Wealth Management - Investment Related - Anchorage, AK 99501 3) 6/28/2021 - Baer Investment Group - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 6/4/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Revenue will pass thru from LPL to new S corporation. 4) 06/09/2026 - BAER INVESTMENT GROUP CO. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/28/2026 - 160 hours per month/ 100 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-12 |
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