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Little Rock, AR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-03 |
| AR | RA | APPROVED | 2018-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Little Rock | AR | 06/2000 | 07/2018 |
| Aptus Financial Llc | Little Rock | AR | 07/2018 | Present |
P.A.R.K Foundation, 6915 Geyer Springs Rd., Little Rock, AR, 72209. P.A.R.K., or Positive Atmosphere Reaches Kids, strives to enrich the lives of central Arkansas' at-risk youth (grades 8 - 12). Serve on the board and as a member of the finance committee, which includes making recommendations (along with all other finance committee members) regarding target allocations for the foundation's investment portfolio. P.A.R.K. does not directly manage the investment accounts. Began work on the board in 2016. Spend approximately 30 minutes per month, all during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-07-20 |
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