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Aaron Spatz

Sage Advisory Services Ltd Co

Denver, CO

Austin, TX

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Current Employers
Sage Advisory Services Ltd Co

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-09-27
TX RA APPROVED 2024-09-27
  • CO RA
    APPROVED
    Since 2024-09-27
  • TX RA
    APPROVED
    Since 2024-09-27

Branch Locations

Denver, CO • United States

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunamerica Asset Management Corp. Jersey City NJ 12/2013 09/2019
Sunamerica Capital Services, Inc. Jersey City NJ 12/2013 09/2019
Vision 4 Fund Distributors Llc Scottsdale AZ 09/2019 04/2021
Perpetual Us Services, Llc Denver CO 02/2022 06/2024
Foreside Financial Services, Llc Denver CO 02/2022 06/2024
First Western Trust Denver CO 05/2021 01/2022
Perpetual Americas Funds Distributors, Llc Denver CO 02/2022 06/2024
Sage Advisory Services, Ltd Co. Austin TX 07/2024 Present
  • 12/2013 → 09/2019
    Sunamerica Asset Management Corp.
    Jersey City, NJ
  • 12/2013 → 09/2019
    Sunamerica Capital Services, Inc.
    Jersey City, NJ
  • 09/2019 → 04/2021
    Vision 4 Fund Distributors Llc
    Scottsdale, AZ
  • 02/2022 → 06/2024
    Perpetual Us Services, Llc
    Denver, CO
  • 02/2022 → 06/2024
    Foreside Financial Services, Llc
    Denver, CO
  • 05/2021 → 01/2022
    First Western Trust
    Denver, CO
  • 02/2022 → 06/2024
    Perpetual Americas Funds Distributors, Llc
    Denver, CO
  • 07/2024 → Present
    Sage Advisory Services, Ltd Co.
    Austin, TX
Previous Registrations
  • 2004-06-11 → 2005-12-19
    Ofi Private Investments Inc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-27
  • S66 Uniform Combined State Law Examination
    2024-09-27
Other Names
  • Aaron L Spatz
  • Aaron Lee John Spatz
  • Aaron Lee Spatz

View on SEC IAPD

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