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Carolyn Y Yamada

T. Rowe Price Advisory Services, Inc.

Land O Lakes, FL

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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-10-08
FL RA APPROVED 2017-01-04
  • CO RA
    APPROVED
    Since 2024-10-08
  • FL RA
    APPROVED
    Since 2017-01-04

Branch Locations

Land O Lakes, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hoa Roswell GA 05/1994 Present
T. Rowe Price Investment Services, Inc. Tampa FL 04/2008 Present
  • 05/1994 → Present
    Hoa
    Roswell, GA
  • 04/2008 → Present
    T. Rowe Price Investment Services, Inc.
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-26
S63 Uniform Securities Agent State Law Examination 1998-09-08
  • S66 Uniform Combined State Law Examination
    2001-10-26
  • S63 Uniform Securities Agent State Law Examination
    1998-09-08
Designations

View on SEC IAPD

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