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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| CT | RA | APPROVED | 2024-11-14 |
| GA | RA | APPROVED | 2024-11-14 |
| IL | RA | APPROVED | 2024-11-14 |
| MT | RA | APPROVED | 2024-11-14 |
| NV | RA | APPROVED | 2024-11-14 |
| NJ | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
| NC | RA | APPROVED | 2024-11-14 |
| PA | RA | APPROVED | 2024-11-14 |
| RI | RA | APPROVED | 2024-11-14 |
| SC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
| VT | RA | APPROVED | 2024-11-14 |
Branch Locations
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
33 35Th Street Suite A410, Brooklyn, NY 11232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Forest Hills, | NY | 03/1998 | 11/2024 |
| Prudential Insurance Company Of America | Forest Hills, | NY | 03/1998 | Present |
| Lpl Enterprise, Llc | Forest Hills | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-24 |
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