Angelo Joseph Provenza

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2020-08-14
TX	RA	APPROVED_RES	2020-03-19
WI	RA	APPROVED	2011-07-28

IA RA
APPROVED

Since 2020-08-14
TX RA
APPROVED_RES

Since 2020-03-19
WI RA
APPROVED

Since 2011-07-28

Branch Locations

1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Wauwatosa	WI	07/2011	Present

07/2011 → Present

Morgan Stanley Smith Barney

Wauwatosa, WI

Previous Registrations

2005-01-24 → 2011-07-19

Ubs Financial Services Inc.

Tequesta, FL

Houston, TX

Weehawken, NJ

Weehawken, NJ

Brookfield, WI
1998-07-13 → 2003-04-30

Ubs Financial Services Inc.

Houston, TX

Other Businesses

1. Tavern Holdings, LLC/Universal Metrics, LLC; Investment related; Menomonee Falls, WI; Buying Small, non-public, non-financial related Companies; Member (proprietor, partner, officer, director, employee, trustee, agent); Jul 2017; During business hours: 0; After business hours: 1; Advisor to the Co-owner.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-10
S63	Uniform Securities Agent State Law Examination	1998-07-02

S65 Uniform Investment Adviser Law Examination

1998-07-10
S63 Uniform Securities Agent State Law Examination

1998-07-02

Other Names

Angelo J Provenza
Angelo Joseph Provenza
Angelo Joseph Provenza
Angelo Joseph Provenza Jr.

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