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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-18
GA RA APPROVED 2012-02-24
  • TX RA
    APPROVED
    Since 2015-05-18
  • GA RA
    APPROVED
    Since 2012-02-24

Branch Locations

200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Atlanta GA 02/2012 Present
  • 02/2012 → Present
    Lpl Financial
    Atlanta, GA
Previous Registrations
  • 2008-08-29 → 2012-02-23
    Morgan Keegan & Company, Llc
    Atlanta, GA
  • 2008-01-01 → 2008-08-20
    Atlanta, GA
  • 2003-03-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Atlanta, GA
    Atlanta, GA
    St. Louis, MO
Other Businesses

1. 08/20/2012: INTEGRATED FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 10/03/2014 - INTEGRATED FINANCIAL GROUP OF COLUMBUS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Investment Related - At Reported Business Location(s) -START DATE 10/12/2014 - 160 HOURS PER MONTH/ 6 HOURS DURING TRADING 3. 2/6/2023 - Irvin Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/23/2023 - 160 Hours Per Month/8 Hours During Securities Trading 4. 09/30/2024 - Irvin College Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business location(s) - Start Date 09/24/2024 - 20 Hours Per Month/ 0 Hours During Trading 5. 03/18/2026 - Dunwoody Financial Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/12/2026 - 40 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-19
  • S63 Uniform Securities Agent State Law Examination
    1999-08-19
Other Names
  • Mike Irvin

View on SEC IAPD

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