David Kim Ardese Mozilo

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 06/2011 → Present
  Bank Of America,N.A.
  Los Angeles, CA

Previous Registrations

• 2008-05-23 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Los Angeles, CA
• 2007-05-31 → 2008-05-22
  J.P. Morgan Securities Llc
  Los Angeles, CA

Other Businesses

I*10338For profit or not for profit: Name of outside business organization: David Mozilo Sole and Separate PropertyInvestment related: Address of business:Templeton, California 93465Nature of business: ,Position, title, association: , Start date of relationship: 1/1/2021Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*136555For profit or not for profit: For-Profit OrganizationName of outside business organization: Creston Ardese LLCInvestment related: NAddress of business:Paso Robles, California 93446Nature of business: LLC,Compensation for Activity: YPosition, title, association: Owner, Start date of relationship: 1/1/2021Number of hours devoted: 2 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: The house is being used as a vacation rental. The vineyard has an existing lease to a vineyard manager that will end in 2023. The property belonged to my mom and dad. My mom passed away in 2017 and my dad is getting too old. I*2050267, Entity Type: , Name of OBA: P M, Address: Montecito, California, 93108, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 16-Oct-2024, No Hours: 20 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2434292, Entity Type: Entity Charitable, Name of OBA: M Family Foundation, Address: San Miguel, California, 93451, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 01/08/2025, No Hours: 3 Yearly, No Hours during Trading: 0 Yearly, Duties: Charitable with a focus on underserved communities and education.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-22
• S63 Uniform Securities Agent State Law Examination
  2003-04-08

Other Names

• David Kim Mozilo
• David Kim Mozzillo
• David Kim Mozzillo