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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-08
  • MA RA
    APPROVED
    Since 2025-10-08

Branch Locations

121 Seaport Boulevard 11Th Floor, Boston, MA 02210 • United States

Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-08-15
  • MA RA
    APPROVED
    Since 2019-08-15

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

Weymouth, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Retirement Advisors, Llc Braintree MA 09/2014 06/2018
Voya Financial Partners Braintree MA 09/2016 06/2018
Voya Financial Advisors, Inc. Braintree MA 07/2018 05/2019
Voya Financial Partners, Llc Braintree MA 07/2019 Present
Voya Retirement Advisors Braintree MA 07/2019 Present
Voya Financial Advisors, Inc. Braintree MA 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-06
S63 Uniform Securities Agent State Law Examination 1998-09-05
  • S65 Uniform Investment Adviser Law Examination
    2000-10-06
  • S63 Uniform Securities Agent State Law Examination
    1998-09-05

View on SEC IAPD

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