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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2016-10-24
  • WA RA
    APPROVED
    Since 2016-10-24

Branch Locations

Pasco, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Kennewick WA 02/2016 Present
Nylife Securities Llc Kennewick WA 02/2016 Present
Eagle Strategies Llc Kennewick WA 10/2016 Present
Fiore Financial Llc Pasco WA 07/2019 Present
  • 02/2016 → Present
    New York Life Insurance Company
    Kennewick, WA
  • 02/2016 → Present
    Nylife Securities Llc
    Kennewick, WA
  • 10/2016 → Present
    Kennewick, WA
  • 07/2019 → Present
    Fiore Financial Llc
    Pasco, WA
Previous Registrations
  • 2012-05-25 → 2014-05-20
    Wenatchee, WA
    Kennewick, WA
    Kennewick, WA
    West Richland, WA
    Kennewick, WA
    Richland, WA
    Richland, WA
    Kennewick, WA
    West Richland, WA
    Kennewick, WA
  • 2010-12-02 → 2012-05-15
    Kennewick, WA
    Kennewick, WA
  • 2010-02-01 → 2010-12-21
    Prospera Investment Advisors, Llc
    Kennewick, WA
  • 2006-01-19 → 2010-01-19
    Richland, WA
    Benton City, WA
    Pasco, WA
    Walla Walla, WA
    Kennewick, WA
    Connell, WA
    Kennewick, WA
    Pasco, WA
    Kennewick, WA
  • 2004-06-01 → 2006-01-09
    Wells Fargo Investments, Llc
    Kennewick, WA
  • 1998-10-05 → 2004-06-07
    Kennewick, WA
Other Businesses

Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;726 W. Sylvester St., Pasco, WA 99301; Start Date 06/2019; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FIORE FINANCIAL LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; PASCO, WA; START DATE: 07/2019]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-08
  • S66 Uniform Combined State Law Examination
    1998-09-08
Other Names
  • Jeanette Biedel

View on SEC IAPD

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