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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2016-10-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Kennewick | WA | 02/2016 | Present |
| Nylife Securities Llc | Kennewick | WA | 02/2016 | Present |
| Eagle Strategies Llc | Kennewick | WA | 10/2016 | Present |
| Fiore Financial Llc | Pasco | WA | 07/2019 | Present |
Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;726 W. Sylvester St., Pasco, WA 99301; Start Date 06/2019; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FIORE FINANCIAL LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; PASCO, WA; START DATE: 07/2019]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-08 |
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