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Shawn Brock Morton

LPl Financial LLC

Bellingham, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-21
WA RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2023-06-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

909 Squalicum Way, Ste 110, Bellingham, WA 98225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Bellingham WA 03/2010 07/2021
Various Insurance Carriers For W&R Insurance Agencies Ferndale WA 03/2010 07/2021
Trail Life Usa Orlando FL 03/2014 08/2017
Epic Speech And Debate Club Bellingham WA 07/2017 Present
Christ Church Bellingham Bellingham WA 02/2018 Present
National Christian Forensics & Communication Association Orland Park IL 12/2019 Present
Happy Renter Llc Ferndale WA 05/2020 Present
Shawn B Morton, Inc. Bellingham WA 10/2020 Present
Lpl Financial, Llc Bellingham WA 07/2021 Present
  • 03/2010 → 07/2021
    Waddell & Reed, Inc.
    Bellingham, WA
  • 03/2010 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Ferndale, WA
  • 03/2014 → 08/2017
    Trail Life Usa
    Orlando, FL
  • 07/2017 → Present
    Epic Speech And Debate Club
    Bellingham, WA
  • 02/2018 → Present
    Christ Church Bellingham
    Bellingham, WA
  • 12/2019 → Present
    National Christian Forensics & Communication Association
    Orland Park, IL
  • 05/2020 → Present
    Happy Renter Llc
    Ferndale, WA
  • 10/2020 → Present
    Shawn B Morton, Inc.
    Bellingham, WA
  • 07/2021 → Present
    Bellingham, WA
Previous Registrations
  • 2010-04-06 → 2021-07-21
    Waddell & Reed
    Seattle, WA
    Bellingham, WA
  • 2000-02-11 → 2010-02-03
    Waddell & Reed
    Seattle, WA
    Bellingham, WA
Other Businesses

1. 8/12/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 1/2000 - 2 Hours Per Month. 2. 8/12/2021 - Happy Renters, LLC - Investment Related - 5744 Sterling Ave., Ferndale, WA, 98248 - Real Estate Rental - Started 5/2020 - 2 Hours Per Month. 3. 8/12/2021 - Shawn B Morton, Inc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/2020 - 2 Hours Per Month. 4. 8/12/2021 - Morton Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/2021. 5. 11/18/2024 - Great Practices Sound Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/16/2024 - 30 Hours Per Month/ 5 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-31
  • S66 Uniform Combined State Law Examination
    1999-12-31
Other Names
  • Shawn Morton

View on SEC IAPD

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