Elizabeth Rath

Current Employers

Employment History

• 08/2014 → 03/2017
  Clough Capital Partners, Lp
  Boston, MA
• 07/2016 → 03/2017
  Alps Distributors, Inc.
  Denver, CO
• 06/2017 → Present
  Merrill Lynch Pierce Fenner And Smith
  Philadelphia, PA
• 05/2019 → Present
  Bofa Securities, Inc.
  Philadelphia, PA

Other Businesses

I*: 1041255 For profit or not for profit: Entity Charitable Name of outside business organization: Philadelphia Alliance for Capital and Technologies Investment related: No Address of business: Philadelphia, Pennsylvania Nature of business: Business or Industry Organization Position, title, association: Finance committee member, Treasurer ,Board Member Start date of relationship: 6/14/2022 Number of hours devoted: 40 hours Monthly Number of hours devoted during trading hours: 40 Duties: Board Member, Finance committee and Treasurer I*: 409629 Entity Type: Charitable Name of OBA: Merion Golf Club Address: Ardmore, PA 19003 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 04/15/2021 Number of Hours: 8 hrs annually Number of Hours during trading: 0 Duties: Finance committee member. 4 meetings a year, to provide a volunteer perspective to help review the Club's expenses and budgeting. I*: 465355 Entity Type: Charitable Name of OBA: 100 Women in Finance Address: New York, NY Investment Related: No Position, Title, Association: Committee member Employee Start Date: 11/24/2019 Number of Hours: 3.33 hrs mthly Number of Hours during trading: 1.33 hrs mthly Duties: 100 Women in Finance - Philadelphia Events Committee Member

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-02-09
• S63 Uniform Securities Agent State Law Examination
  2007-09-07

Other Names

• Elizabeth Ann Paluck
• Elizabeth Paluck Rath
• Elizabeth Rath