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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2022-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 05/2006 | 12/2022 |
| Lpl Financial Llc | Billings | MT | 12/2022 | Present |
1) 12/01/2022 - CASSA DE FINNI, LLC - OWNER - Business Entity For Tax/Investment Purposes Only - INV - REL START DATE 03/29/2020. 2) 12/01/2022 - Big Sky Wealth Management - DBA for LPL Business (entity for LPL business) - INV-REL - AT REPORTED BUSINESS LOCATON(S) 3) 12/15/2022 - Finnicum FInancial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 11/15/2022 - 5 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-08 |
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