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John Lewis Kirstein

Worchestershire Financial

Cisco, TX

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Current Employers
Worchestershire Financial

Cisco, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-05-04
  • TX RA
    APPROVED
    Since 2011-05-04

Branch Locations

Cisco, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Worchestershire Financial (154986) Austin TX 08/2010 Present
  • 08/2010 → Present
    Worchestershire Financial (154986)
    Austin, TX
Previous Registrations
  • 2010-09-22 → 2010-12-31
    Cisco, TX
  • 2009-08-14 → 2010-10-01
    Paragon Wealth Strategies, Llc.
    Austin, TX
    Jacksonville, FL
    Belton, TX
Other Businesses

WORCHESTERSHIRE FINANCIAL INC., NOT INVESTMENT RELATED, 6876 CEDAR COVE RD., BELTON TX 76513, S-CORPORATION FOR COORDINATION OF PERSONAL INCOME, PRESIDENT AND OWNER, 1 HOUR/MONTH. PERSONAL INCOME ACTIVITIES AS A SOLE PROPRIETOR: OCCASIONAL FLOORING WORK, 4 HOURS/MONTH, 0 DURING TRADING HOURS, CONDUCTED THROUGH S CORP MENTIONED ABOVE; SALES OF PERSONALLY CREATED ARTWORK AT ART TRADE SHOWS - 3 HOURS/MONTH, 0 DURING TRADING HOURS, CONDUCTED THROUGH S CORP MENTIONED ABOVE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-31
S63 Uniform Securities Agent State Law Examination 1998-06-23
  • S65 Uniform Investment Adviser Law Examination
    2009-07-31
  • S63 Uniform Securities Agent State Law Examination
    1998-06-23
Other Names
  • John L Kirstein

View on SEC IAPD

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