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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-07-01 |
| TX | RA | APPROVED_RES | 2020-03-20 |
| LA | RA | APPROVED | 2020-03-19 |
Branch Locations
1022 Highland Colony Pkwy, Ridgeland, MS 39157 • United States
New Orleans, LA • United States
601 Poydras St, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Palm Beach | FL | 08/2013 | 09/2016 |
| Ubs Financial Services Inc | Palm Beach | FL | 09/2016 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 03/2020 | Present |
I*1926404Entity Type, Rental PropertyName of OBA: Rental Property 1 Address: New Orleans Louisiana70125 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 09/01/2024 No Hours: 5 monthly No Hours during trading:0 Duties:.I*440191Entity Type: Entity For ProfitName of OBA: Ensenada LLCAddress: New Orleans, LA 70115Investment Related: NoPosition, Title, Association: Other, Employee Start Date: 03/22/2006No Hours: 0No Hours during trading: 0Duties: this is an LLC holding a rental property, MAINTAINENCE OF CONDOI*: 2175404Entity Type: Rental Property Name of OBA: Rental Property 2Address: New Orleans, LA 70125Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 2/4/2025Number of Hours: 1 hr annuallyNumber of Hours during trading: 1 hr annually Duties: Sole owner of rental propertyI*3316272Entity Type: Entity For ProfitName of OBA: Fleur de mahjAddress: new orleans, Louisiana, 70130Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 01/26/2026Number of Hours: 6, MonthlyNumber of Hours during trading: 0, MonthlyDuties: mah jongg teacher teaching mah jonggI*3486268Entity Type: Entity CharitableName of OBA: Hadassah Southern Region BoardAddress: New York, New York, 10005Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 03/02/2026Number of Hours: 10, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Regional Board member for HAdassah Evolve, focused on young women engagement Encouraging women between the ages of 20s-50s to be engaged in the organization. Setting up programming across the RegionI*3590268Entity Type: N/AName of OBA: Southern Turnings LLCAddress: Wiggins, Mississippi, 39577Investment Related: NoPosition, Title, Association: Employee Start Date: 01/24/2026Number of Hours: 4, MonthlyNumber of Hours during trading: 0, MonthlyDuties: This is a coffe shop in Wiggins MS. I will be teaching Mah Jongg there teaching mahjong I*2902272, Entity Type, Name of OBA:Mah Jongg teacher Address:New Orleans, LA Investment Related:N Position, Title, Association:Other Employee Start Date:10/27/2025 No Hours:4 No Hours during trading:0 Duties:teaching mahjong classes I*3755393, Entity Type:Entity Governmental Name of OBA:UNO- Univ of New Orleans Address:New Orleans, LA Investment Related:N Position, Title, Association:Other Employee Start Date:02/11/2026 No Hours:12 No Hours during trading:0 Duties:teach mahjong to rec center members at night I*4521288 Entity Type: Entity Charitable Name of OBA: New Orleans Jewish Community Center Address: metairie, Louisiana, 70002 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 06/10/2026 Number of Hours: 12, Monthly Number of Hours during trading: 0, Monthly Duties: They serve the community as a cultural institution for community events, summer camps, day school, adult learning and fitness center teach mahjong adult classes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-12 |
| S65 | Uniform Investment Adviser Law Examination | 2000-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-13 |
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