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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-12-04
TX RA APPROVED_RES 2015-12-04
  • GA RA
    APPROVED
    Since 2015-12-04
  • TX RA
    APPROVED_RES
    Since 2015-12-04

Branch Locations

3630 Peachtree Road Ne, 4Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Atlanta GA 12/2015 Present
Previous Registrations
  • 2009-09-18 → 2015-12-04
    Barclays Capital Inc.
    Atlanta, GA
    New York, NY
Other Businesses

1 Rental property in Virginia; ; 928 Huntwood Lane Charlottesville VA; Rental property; Home owner; Property Manager; affiliation started 08/01/2007; 5 hours per year; not during securities trading hours; not investment-related. 2. Saint Anne's Day School; 3098 St Anne's Lane Atlanta GA 30327; Advisory Council; help guide the affairs of the school; 9/20/22; 10 hours per year; not during securities trading hours; not investment-related 3. Atlanta Speech School; 3160 Northside Pkwy NW Atlanta GA 30327; Board of Directors; Board and serve on the Personnel Committee; 9/21/22; 10 hours per year; not during securities trading hours; not investment-related 4. Dos Rios, LLC; 1561 McGee Bend Rd SW Cave Spring GA 30124; was formed to acquire 513 acres in Cave Spring, GA We use the land recreationally with families and to hunt; I am a 20% member of the LLC; I have no responsibilities with the entity; 05/01/2023; 3.00hrs/year; not during securities trading hours; not investment-related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-04
S63 Uniform Securities Agent State Law Examination 2006-07-07
  • S66 Uniform Combined State Law Examination
    2009-09-04
  • S63 Uniform Securities Agent State Law Examination
    2006-07-07
Other Names
  • David Leslie Bowlin
  • David Leslie Bowlin

View on SEC IAPD

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