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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED_RES | 2015-12-04 |
Branch Locations
3630 Peachtree Road Ne, 4Th Floor, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Atlanta | GA | 12/2015 | Present |
1 Rental property in Virginia; ; 928 Huntwood Lane Charlottesville VA; Rental property; Home owner; Property Manager; affiliation started 08/01/2007; 5 hours per year; not during securities trading hours; not investment-related. 2. Saint Anne's Day School; 3098 St Anne's Lane Atlanta GA 30327; Advisory Council; help guide the affairs of the school; 9/20/22; 10 hours per year; not during securities trading hours; not investment-related 3. Atlanta Speech School; 3160 Northside Pkwy NW Atlanta GA 30327; Board of Directors; Board and serve on the Personnel Committee; 9/21/22; 10 hours per year; not during securities trading hours; not investment-related 4. Dos Rios, LLC; 1561 McGee Bend Rd SW Cave Spring GA 30124; was formed to acquire 513 acres in Cave Spring, GA We use the land recreationally with families and to hunt; I am a 20% member of the LLC; I have no responsibilities with the entity; 05/01/2023; 3.00hrs/year; not during securities trading hours; not investment-related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-07 |
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