Best Investors Account Sign in

William Sellers Nalty

Raymond James & Associates, Inc.

New Orleans, LA

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-02-13
TX RA APPROVED_RES 2013-02-13
  • LA RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-13

Branch Locations

909 Poydras Street; Suite 1300 First Bank & Trust Tower, New Orleans, LA 70112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. New Orleans LA 02/2013 Present
Previous Registrations
  • 2009-06-04 → 2013-02-13
    Morgan Keegan & Company, Llc
    New Orleans, LA
Other Businesses

(1) NALTY SCHREIBER LLC*NEW ORLEANS, LA, 70115*INVESTMENT RELATED: NO*I AM A MEMBER OF AN LLC THAT WILL BE MAKING REAL ESTATE TRANSACTIONS AND RENOVATIONS.*OWNER/ PROPRIETOR/ PARTNER(INCLUDING LIMITED PARTNER)*5/23/2011 - 0 hrs per month, 0 during trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-19
S65 Uniform Investment Adviser Law Examination 1998-09-03
S63 Uniform Securities Agent State Law Examination 1998-08-28
  • S66 Uniform Combined State Law Examination
    2016-02-19
  • S65 Uniform Investment Adviser Law Examination
    1998-09-03
  • S63 Uniform Securities Agent State Law Examination
    1998-08-28
Other Names
  • Will Nalty

View on SEC IAPD

Other Firms

MONTZ HARCUS WEALTH MANAGEMENT
BEACON POINTE ADVISORS, LLC
EDWARD JONES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
ARKADIOS WEALTH ADVISORS
ADG WEALTH MANAGEMENT GROUP, LLC

Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

More in New Orleans, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor