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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05

Branch Locations

Alamo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vincent Tax & Business Services San Ramon CA 10/1994 Present
Wymac Capital, Inc. Pleasant Hill CA 05/2003 Present
Avantax Investment Services, Inc. San Ramon CA 12/2010 09/2025
Avantax Insurance Agency, Llc San Ramon CA 12/2010 09/2025
Avantax Advisory Services San Ramon CA 07/2011 09/2025
Cetera Wealth Services, Llc Alamo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/1994 → Present
    Vincent Tax & Business Services
    San Ramon, CA
  • 05/2003 → Present
    Wymac Capital, Inc.
    Pleasant Hill, CA
  • 12/2010 → 09/2025
    Avantax Investment Services, Inc.
    San Ramon, CA
  • 12/2010 → 09/2025
    Avantax Insurance Agency, Llc
    San Ramon, CA
  • 07/2011 → 09/2025
    Avantax Advisory Services
    San Ramon, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Alamo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-07-21 → 2025-09-05
    Avantax Advisory Services
    Alamo, CA
  • 2006-06-30 → 2010-12-31
    Ameritas Investment Company, Llc
    Lincoln, NE
    San Ramon, CA
  • 2004-06-14 → 2006-06-30
    Carillon Investments, Inc.
    San Ramon, CA
    San Ramon, CA
  • 2003-04-29 → 2004-03-30
    Avantax Advisory Services
    San Ramon, CA
Other Businesses

Vincent Financial Services~'NIR'~3180 Crow Canyon Place, #135~San Ramon~CA~94583~Tax Preparation/Accounting~Owner/Sole Proprietor~10/1/1994~160hrs~120hrs~Tax and accounting services. Wymac Capital, Inc.~'NIR'~3478 Buskirk Ave., Suite 260~Pleasant Hill~CA~94523~Other~Other~5/1/2003~5hrs~5hrs~locate customers and do initial processing of applications for mortgages.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-30
S63 Uniform Securities Agent State Law Examination 1998-08-31
  • S66 Uniform Combined State Law Examination
    2002-07-30
  • S63 Uniform Securities Agent State Law Examination
    1998-08-31
Other Names
  • Barbara Lynn Weber
  • Barbara Weber Rahkonen

View on SEC IAPD

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