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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vincent Tax & Business Services | San Ramon | CA | 10/1994 | Present |
| Wymac Capital, Inc. | Pleasant Hill | CA | 05/2003 | Present |
| Avantax Investment Services, Inc. | San Ramon | CA | 12/2010 | 09/2025 |
| Avantax Insurance Agency, Llc | San Ramon | CA | 12/2010 | 09/2025 |
| Avantax Advisory Services | San Ramon | CA | 07/2011 | 09/2025 |
| Cetera Wealth Services, Llc | Alamo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
Vincent Financial Services~'NIR'~3180 Crow Canyon Place, #135~San Ramon~CA~94583~Tax Preparation/Accounting~Owner/Sole Proprietor~10/1/1994~160hrs~120hrs~Tax and accounting services. Wymac Capital, Inc.~'NIR'~3478 Buskirk Ave., Suite 260~Pleasant Hill~CA~94523~Other~Other~5/1/2003~5hrs~5hrs~locate customers and do initial processing of applications for mortgages.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-31 |
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