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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-09-30
  • IL RA
    APPROVED
    Since 2021-09-30

Branch Locations

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 04/2008 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2014 Present
Cetera Advisors Llc Schaumburg IL 09/2021 Present
Cetera Wealth Services, Llc Schaumburg IL 09/2021 Present
First Allied Securities, Inc. Schaumburg IL 09/2021 09/2022
Cetera Investment Services Llc Schaumburg IL 09/2021 Present
  • 04/2008 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2014 → Present
    Schaumburg, IL
  • 09/2021 → Present
    Cetera Advisors Llc
    Schaumburg, IL
  • 09/2021 → Present
    Cetera Wealth Services, Llc
    Schaumburg, IL
  • 09/2021 → 09/2022
    First Allied Securities, Inc.
    Schaumburg, IL
  • 09/2021 → Present
    Cetera Investment Services Llc
    Schaumburg, IL
Previous Registrations
Other Businesses

1. WOODLAWN GARDENS CONDO ASSOC., NOT INVESTMENT RELATED, 6213 S WOODLAWN, CHICAGO, IL, 60637, HOA, STARTED 6/2017, RECORDING SECRETARY APX ½ HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RECORDING & DISTRIBUTING MINUTES OF MEETINGS. 2. NEW HOPE CLUB OF LIBERTY BAPTIST CHURCH, NOT INVESTMENT RELATED, 4900 S KING DR., CHICAGO, IL , CHURCH AUXILIARY GROUP, STARTED 6/2017, PRESIDENT, APX ½ HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COORDINATE VOLUNTEER EFFORTS AND FUNDRAISING ACTIVITIES. 3. NAME OF OTHER BUSINESS: LIBERTY BAPTIST CHURCH OF CHICAGO; INVESTMENT RELATED: NO; ADDRESS: 4849 S. KING DRIVE CHICAGO, IL 6615; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEWING MONTHLY EXPENSES, MEETING WITH THE CHURCH INVESTMENT COMMITTEE, MONITORING BANK AND INVESTMENT ACCOUNTS, REPORT TO CHURCH TRUSTEE BOARD;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-03
  • S66 Uniform Combined State Law Examination
    1998-08-03

View on SEC IAPD

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