Brian Johns Petersen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2007-04-25

WI RA
APPROVED

Since 2007-04-25

Branch Locations

2391 Enterprise Dr, Oshkosh, WI 54904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco/Private Ledger)	Oshkosh	WI	04/2007	Present

04/2007 → Present

Lpl Financial Llc (Formerly: Linsco/Private Ledger)

Oshkosh, WI

Other Businesses

1. 04/18/07 - PROVIDENT FINANCIAL CONSULTANTS, LLC / DBA for LPL Business (entity for LPL business) / Investment Related - At Reported Business Location(s) - Time Spent 100% 2. 10/27/2023 - Converge Great Lakes - Other - Religious Organization - Pastoral Transition Coordinator - Not Investment Related - 72 Denevue Circle, Fond Du Lac, WI 54935 - Start Date 11/13/2023 - 64 Hours Per Month/ 52 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-26
S63	Uniform Securities Agent State Law Examination	1998-06-12

S65 Uniform Investment Adviser Law Examination

1998-10-26
S63 Uniform Securities Agent State Law Examination

1998-06-12

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

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