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10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-04-15 |
| DE | RA | APPROVED | 2024-04-11 |
Branch Locations
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
33718 Wescoats Road Suite C, Lewes, DE 19958 • United States
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-10-03 |
| TX | RA | APPROVED_RES | 2023-09-27 |
Branch Locations
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
33718 Wescoats Road Suite C, Lewes, DE 19958 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Advisors | Dallas | TX | 03/2011 | 03/2017 |
| National Life Of Vermont | Montpelier | VT | 12/2000 | 10/2022 |
| Kestra Advisory Services, Llc | Austin | TX | 03/2017 | 10/2022 |
| Dfpg Investments, Llc | Sandy | UT | 10/2022 | Present |
1) G&F Associates; non-investment related; DE; Real-estate LLC; member/owner; 12/1/2000; 2% during business hours; deposit rent checks and pay the monthly expenses for the building. 2) Rental property; non-investment related; Maryland & Naples, FL; rental property; owner; 2022; 2% during business hours; maintaining property 3) Beebe Medical Foundation; non-investment related; 424 Savannah Rd. Lewes DE 19958; Board Member; I sit on the board to help strategically plan how to raise money for the foundation..4/1/2026. 2$ during business hours. 4)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-17 |
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