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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-13
IN RA APPROVED 2009-05-15
  • TX RA
    APPROVED_RES
    Since 2017-09-13
  • IN RA
    APPROVED
    Since 2009-05-15

Branch Locations

10401 N Meridian St Ste 130, Carmel, IN 46290-1090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Carmel IN 05/2009 Present
Previous Registrations
Other Businesses

(1)Name of Business: 20/20 Wealth Management of Raymond James. Address: 11595 N. Meridian street, STE 350, Carmel, IN, 46032, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/04/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Investment Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-28
S63 Uniform Securities Agent State Law Examination 2000-03-22
  • S65 Uniform Investment Adviser Law Examination
    2000-04-28
  • S63 Uniform Securities Agent State Law Examination
    2000-03-22

View on SEC IAPD

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