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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-26
IL RA APPROVED 2021-03-24
  • TX RA
    APPROVED_RES
    Since 2021-03-26
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

6400 S Pulaski Ave, Chicago, IL 60629 • United States

901 East 47Th Street, Chicago, IL 60615 • United States

1620 W. 95Th St, Chicago, IL 60643 • United States

2903 S. Cicero Avenue, Cicero, IL 60804 • United States

522 West Roosevelt Road, Chicago, IL 60607 • United States

8300 S. Holland Road, Chicago, IL 60620 • United States

5493 S. Cornell Street, Chicago, IL 60615 • United States

1400 W. 18Th Street, Chicago, IL 60608 • United States

3440 S. Archer Ave, Chicago, IL 60608 • United States

4723 S. Kedzie Ave., Chicago, IL 60632 • United States

1000 Northlake Shore Drive, Chicago, IL 60610 • United States

6556 N Sheridan Rd, Chicago, IL 60626 • United States

4959 W North Ave, Chicago, IL 60639 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Bank Chicago IL 11/2001 Present
Harris Investorline Chicago IL 11/2001 Present
Ameritas Investment Corp Lincoln NE 01/2002 Present
Lpl Financial Llc Chicago IL 03/2021 Present
  • 11/2001 → Present
    Harris Bank
    Chicago, IL
  • 11/2001 → Present
    Harris Investorline
    Chicago, IL
  • 01/2002 → Present
    Ameritas Investment Corp
    Lincoln, NE
  • 03/2021 → Present
    Chicago, IL
Previous Registrations
  • 2005-12-14 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2005-03-10 → 2005-12-31
    Harrisdirect Llc
    Chicago, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Chicago, IL 2) 07/24/2008 - Real Estate Rental - Earlline Davis - Investment Related - Chicago, IL 3) 06/03/2007 - Real Estate Rental - Earlline Davis - Investment Related - Chicago, IL 4) 06/01/2002 - Other - Notary - Investment Related - 3 hours per month - Chicago, IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-04
S63 Uniform Securities Agent State Law Examination 1999-12-20
  • S66 Uniform Combined State Law Examination
    2005-03-04
  • S63 Uniform Securities Agent State Law Examination
    1999-12-20
Other Names
  • Earlline Lillian Waight
  • Earlline Nicholson
  • Earlline Lillian Nicholson

View on SEC IAPD

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