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Michael Dennis Worch

Worch Financial Group, LLC

Rockville, MD

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Current Employers
Worch Financial Group, Llc

11300 Rockville Pike. Suite 1001, Rockville, MD 20852 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APP_PEND_IARCE 2026-01-01
  • MD RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

11300 Rockville Pike Suite 1001, Rockville, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1939 Capital, Llc Rockville MD 01/2016 Present
The Financial Xchange Rockville MD 01/2016 Present
Worch Financial Group, Llc Rockville MD 01/2016 Present
  • 01/2016 → Present
    1939 Capital, Llc
    Rockville, MD
  • 01/2016 → Present
    The Financial Xchange
    Rockville, MD
  • 01/2016 → Present
    Worch Financial Group, Llc
    Rockville, MD
Previous Registrations
Other Businesses

1.)WORCH FINANCIAL GROUP;INSURANCE SALES; 50% TIME SPENT; 100% OWNERSHIP. 2.)WORCH FINANCIAL GROUP; DBA; 100% TIME SPENT; 100% OWNERSHIP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-06
S63 Uniform Securities Agent State Law Examination 1998-08-19
  • S65 Uniform Investment Adviser Law Examination
    2001-02-06
  • S63 Uniform Securities Agent State Law Examination
    1998-08-19
Other Names
  • Michael Dennis Worch

View on SEC IAPD

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