Sankaran Sriram

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-10-11
TX	RA	APPROVED_RES	2009-09-15

MI RA
APPROVED

Since 2010-10-11
TX RA
APPROVED_RES

Since 2009-09-15

Branch Locations

100 W Big Beaver Rd Ste 550, Troy, MI 48084-5208 • United States

Troy, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Troy	MI	09/2005	03/2020
Ameriprise Financial Services, Llc	Troy	MI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Troy, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Troy, MI

Other Businesses

Business Ownership; Nomos Staffing Solutions, LLC; LLC set up to process payroll for my staff; Company for payroll processing; 3823 Kings Point Dr., , Troy, MI, 48083; Not Investment-Related; 12/20/2022; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-27
S63	Uniform Securities Agent State Law Examination	1998-07-10

S66 Uniform Combined State Law Examination

2010-08-27
S63 Uniform Securities Agent State Law Examination

1998-07-10