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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-11 |
| CA | RA | APPROVED | 2006-01-20 |
Branch Locations
275 Los Gatos-Saratoga Rd., Los Gatos, CA 95030 • United States
30 South First Street, Campbell, CA 95008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Los Gatos | CA | 08/1999 | Present |
| Charles Schwab Bank, Ssb | Los Gatos | CA | 05/2008 | Present |
RENTAL PROPERTY | NOT INVESTMENT RELATED | OAKLAND, CA 94619 | REAL ESTATE/PROPERTY MANAGEMENT | CO-OWNER | 9/25/2019 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | I have no duties. This property is inherited property of my husband that was separate property and was recently moved into our joint revocable trust for estate planning purposes. I'm not involved in the management of the property and my husband claims the income through his business activities. My husband is a real estate broker and makes all decisions, interacts with the tenants, vendors maintains separate bank account etc. I'm not a party to any loans, contracts, or agreements regarding the property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-19 |
| S65 | Uniform Investment Adviser Law Examination | 1998-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-22 |
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