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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-20
LA RA APPROVED 2026-08-18
  • TX RA
    APPROVED_RES
    Since 2026-08-20
  • LA RA
    APPROVED
    Since 2026-08-18

Branch Locations

611 Parkway Dr., Natchitoches, LA 71457 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Spofford NH 12/2003 06/2026
Cambridge Investment Research, Inc. Fairfield IA 08/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2026 Present
Previous Registrations
  • 2004-01-23 → 2026-07-23
    Spofford, NH
    Natchitoches, LA
    Troutman, NC
  • 2004-03-10 → 2004-06-14
    The Genesis Financial Planning Group, L.L.C.
    Hinsdale, NH
Other Businesses

1. GATEWAY INSURANCE SALES AND SERVICE, 611 Parkway Drive, Natchitoches LA 71457-5527, United States, 08/2026, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO: 1 - HR/MO TRADING: 1 2. CIRA, 1776 PLEASANT PLAIN Rd, FAIRFIELD IA 52556, United States, 08/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, HR/MO: 160 - HR/MO TRADING: 120

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-22
S63 Uniform Securities Agent State Law Examination 2004-01-19
  • S65 Uniform Investment Adviser Law Examination
    2004-01-22
  • S63 Uniform Securities Agent State Law Examination
    2004-01-19
Other Names
  • Ben Whitney Stevens

View on SEC IAPD

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