Robert Paul Bruns

Current Employers

Employment History

• 11/2011 → Present
  Lpl Financial Llc
  Houston, TX
• 04/2018 → Present
  Strategic Financial Concepts Llc
  Cypress, TX

Previous Registrations

• 2010-11-30 → 2012-03-01
  Ascendant Advisors, Llc
  Houston, TX
• 2010-01-01 → 2010-11-22
  Invesco Advisers, Inc.
  Atlanta, GA
• 2002-07-30 → 2010-01-01
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Other Businesses

1. 2/13/2015 - NFA Wealth Management - Investment Related - Houston Area - Non-Variable Insurance - Started 01/01/2015 - 6 Hours Per Month/0 Hours During Securities Trading - Meet with Federal and Postal Employees and provide consultation regarding their Federal Benefits with regard to Life Insurance. 2. 4/20/2018 - NFA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/04/2015 - 200 Hours Per Month/7 Hours During Securities Trading. 3. 5/22/2018 - Strategic Financial Concepts - DBA: NFA Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:04/18/2018 - 80 Hour(s) Per Month/80 Hour(s) During Trading - I provide investment advisory services through Strategic Financial Concepts, an independent investment advisor firm. I started this business activity in 04/18/2018. I expect to spend approximately 80 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 5/22/2018 - Strategic Financial Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:04/18/2018 - 40 Hour(s) Per Month/5 Hour(s) During Trading - I provide investment advisory services through Strategic Financial Concepts LLC, an independent investment advisor firm. I started this business activity in 04/18,/2018. I expect to spend approximately 40 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 5/25/2018 - NFA Instituional Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:05/17/2018 - 0 Hour(s) Per Month/0 Hour(s) During Trading. 6. 9/25/2018 - DBA: NFA Insurance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:09/14/2018 - 20 Hours Per Month/20 Hours During Trading. 7. 7/20/2020 - National Financial Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/15/2020 - 300 Hours Per Month/8 Hours During Securities Trading. 8. 11/13/2025 - Stratic360 - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 11/03/2025 - 60 hours per month/ 20 hours during trading 9. 11/13/2025 - R P Bruns Investments - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/14/2025 - 225 hours per month/ 146 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-08
• S63 Uniform Securities Agent State Law Examination
  1998-10-28