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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-13 |
Branch Locations
437 Newman Springs Road, Lincroft, NJ 07738 • United States
1700 Broadway, 7Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | New York | NY | 10/2001 | 03/2017 |
| Mml Investors Services, Llc | Brooklyn | NY | 03/2017 | 06/2021 |
| Massmutual Life Insurance | Brooklyn | NY | 07/2016 | Present |
| Pensionmark Securities, Llc | Santa Barbara | CA | 06/2021 | Present |
| World Investment Advisors, Llc | Santa Barbara | CA | 06/2021 | Present |
| World Investments, Inc. | New York | NY | 10/2025 | Present |
1. Ricky Novick Insurance; Investment Related; Brooklyn, NY; Non-Variable Insurance: Insurance Agent/President; 1/1/04; Hours per month: 20; Number of hours during trading hours 15; Sales and Service of Non-Variable Insurance. 2. Ricky Novick Agency Corporation; Investment Related; Long Branch NJ 07740; Corporation formed for tax purposes only; President; 12/9/2024; 80 hours per month; 80 hours during trading hours; This corporation is not being held out to the public and is for tax purposes only for my advisory business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-10 |
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