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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-03-24 |
Branch Locations
6263 Poplar Ave Ste 515, Memphis, TN 38119 • United States
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
1791 Bypass Rd, Winchester, TN 37398 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-03-24 |
Branch Locations
5100 Poplar Avenue Suite 2700, Memphis, TN 38137 • United States
1791 Bypass Rd, Winchester, TN 37398 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management, Inc. | Memphis | TN | 05/2012 | 09/2019 |
| Eudaimonia Advisors Llc | Memphis | TN | 09/2019 | Present |
| Kingswood Wealth Advisors | Memphis | TN | 07/2024 | Present |
TEN45, INC.; 1427 EASTRIDGE DRIVE, MEMPHIS, TN; START: 02/11/2014; NOT INVESTMENT RELATED BUSINESS; THE CORPORATION IS ORGANIZED EXCLUSIVELY TO GENERATE FUNDS TO BE USED FOR CHARITABLE, EDUCATIONAL, AND RELIGIOUS PURPOSES INCLUDING MENTORING HIGH SCHOOL AGE MEN WHO PLAY FOOTBALL FOR THE RALEIGH-EGYPT SCHOOL IN MEMPHIS. ****JUVENILE DIABETES RESEARCH FOUNDATION JDRF, NOT INVESTMENT RELATED, 506 HALLE PARK DR STE 101 COLLIERVILLE TN 38017, NON-PROFIT, GENERAL MEMBER OF THE BOARD, STARTED 6/18/2015, 3 HOURS DEVOTED PER MONTH, 0 HRS DURING TRADING, GENERAL HELP PLANNING THE ACTIVITIES OF THE FOUNDATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-31 |
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