Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Talbott Tavern Inc | Bardstown | KY | 12/1997 | Present |
| Nicole Kelley, Cpa, Pfs | Bardstown | KY | 11/2000 | Present |
| Avantax Investment Services, Inc. | Bardstown | KY | 07/2002 | 09/2025 |
| Talbott Tavern, Inc. | Bardstown | KY | 12/2018 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Bardstown | KY | 08/2002 | 09/2025 |
| Avantax Advisory Services | Bardstown | KY | 07/2025 | 09/2025 |
| Cetera Wealth Services, Llc | Bardstown | KY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Wheatley Automotive, LLC~'NIR'~1970 Loretto Road~Lebanon~KY~40033~Other~Employee~2/26/2004~8hrs~0hrs~office manager 2)Nicole Kelley Wheatley, CPA, PFS~'NIR'~132 Ireland Avenue~Bardstown~KY~40004~Tax Preparation/Accounting~Owner/Sole Proprietor~2/26/2004~90hrs~60hrs~tax prep, bookkeeping, fixed insurance products 3) Talbott Tavern, Inc.~'NIR'~107 W Stephen Foster Avenue~Bardstown~KY~40004~Board Position/Officer~Owner~12/3/2018~28hrs~28hrs~Treasurer, prepare monthly financial statements, pay bills, prepare payroll, shareholder. 4) Bethlehem High School~'NIR'~309 W Stephen Foster Avenue~Bardstown~KY~40004~Other~Other~1/1/2019~1hrs~1hrs~Review monthly financial statements, make and approve financial recommendations 5) WHEATLEY HOLDINGS, LLC; POSITION: Member NATURE: Short term rental property INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 6 START DATE: 08/01/2020 ADDRESS: 132 Ireland Ave., Bardstown KY 40004, United States DESCRIPTION: Manage bookings and guest communication, oversee property management 6) BRECK HOLDINGS, LLC; POSITION: Member NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2020 ADDRESS: 117 North Third Street, BARDSTOWN KY 40004, United States DESCRIPTION: Communications and bookings with renters, property management.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-19 |
Reach out to this advisor