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Hussain Ali Fawaz

1834 Investment Advisors Co.

Milwaukee, WI

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Current Employers
1834 Investment Advisors Co.

511 N Broadway Suite 801, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-06-23
  • WI RA
    APPROVED
    Since 2026-06-23

Branch Locations

511 N Broadway Suite 801, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Dallas TX 05/2016 03/2017
Mid Atlantic Clearing & Settlement Corp Pittsburgh PA 05/2023 05/2024
Sentry Insurance Stevens Point WI 03/2017 08/2022
American Trust Pittsburgh PA 08/2022 05/2024
Texas Capital Wealth Private Advisors Dallas TX 05/2024 06/2026
Texas Capital Bank Dallas TX 05/2024 06/2026
Tcbi Securities Dallas TX 05/2024 06/2026
1834 Investment Advisors Co. Milwaukee WI 06/2026 Present
  • 05/2016 → 03/2017
    Gwfs Equities, Inc.
    Dallas, TX
  • 05/2023 → 05/2024
    Mid Atlantic Clearing & Settlement Corp
    Pittsburgh, PA
  • 03/2017 → 08/2022
    Sentry Insurance
    Stevens Point, WI
  • 08/2022 → 05/2024
    American Trust
    Pittsburgh, PA
  • 05/2024 → 06/2026
    Texas Capital Wealth Private Advisors
    Dallas, TX
  • 05/2024 → 06/2026
    Texas Capital Bank
    Dallas, TX
  • 05/2024 → 06/2026
    Tcbi Securities
    Dallas, TX
  • 06/2026 → Present
    1834 Investment Advisors Co.
    Milwaukee, WI
Previous Registrations
  • 2024-07-15 → 2026-06-24
    Texas Capital Bank Private Wealth Advisors
    Dallas, TX
  • 2007-11-13 → 2012-03-08
    Osaic Fa, Inc.
    Allen, TX
    Boca Raton, FL
    Mckinney, TX
  • 2003-09-16 → 2004-06-17
    Veritrust Financial, Llc
    Fort Worth, TX
Other Businesses

-Capstone Gifted*No Invest*Mckinney Tx *Shareholder*Educational consulting*1/8/16*6 Hrs per mnth/0 Trade*Minor book keeping and marketing duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-13
S63 Uniform Securities Agent State Law Examination 1999-12-01
  • S65 Uniform Investment Adviser Law Examination
    2024-07-13
  • S63 Uniform Securities Agent State Law Examination
    1999-12-01
Other Names
  • Hussian Ali Fawaz
  • Ali Fawaz
  • Ali Fawaz

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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